SCHEDULE L: SIGNIFICANT ACCOUNTING POLICIES AND NOTES ON ACCOUNTS

 

A.  SIGNIFICANT ACCOUNTING POLICIES

 

1. ACCOUNTING CONVENTION

 

The financial statements are prepared under the historical cost convention in accordance with applicable mandatory accounting standards and relevant presentational requirements of the Companies Act, 1956.

 

2.  REVENUE RECOGNITION

 

(i) Investment management and advisory fees is recognised on accrual basis.

 

(ii) Interest income is recognised on accrual basis.

 

(iii) Dividend income is recognised on accrual basis if the dividend is in respect of the period covered by the financial statements or an earlier period, which are proposed or declared by the enterprises after the date but before the approval of financial statements.

 

3.  MISCELLANEOUS EXPENDITURE

 

Preliminary and preoperative expenses are amortized over ten years. Deferred revenue expenses are amortized over ten years. Share of on going expenses of the Schemes are recognised on accrual basis.

 

4.  FIXED ASSETS

 

Fixed assets are stated at cost less accumulated depreciation.

 

5.  DEPRECIATION AND AMORTISATION

    

Depreciation is provided on Written Down Value Method as per rates prescribed Under Schedule XIV of the Companies Act, 1956.  Intangible Assets are amortised over a period of 10 years in accordance with Accounting Standard-26.

 

6.  INVESTMENTS

 

Long Term Investments are stated at Cost. 

 

7.  STOCK IN TRADE

 

     Stock in Trade is valued at cost or market value which ever is less.

 

8.  RETIREMENTS BENEFITS

 

Leave Encashment Benefits up to 31st March 2007 are accounted for on the basis of the encashable leave available to each employee.

 

Provision for Gratuity has been made up-to 31st March 2007 on the assumption that such benefits are payable to all the employees at the end of the accounting year.

   

 

9 DEFERRED TAX

 

Deferred tax is recognized, subject to consideration of prudence, on timing differences, representing the difference between the taxable Income/(Loss) and accounting Income/(Loss) that originated in one period and are capable of reversal in one or more subsequent periods. Deferred tax Assets and Liabilities are measured using the tax rates and tax laws that have been enacted or substantively enacted by the Balance Sheet date.

 

B.  NOTES ON ACCOUNTS

     

1. Auditors’ remuneration:                                                                                                                                                                      2006-2007                   2005-2006                                                                                      (Rs.)                           (Rs.)

 

            Audit Fee                                                 70,000/-                     60,000/-        

            Tax Audit Fee                                          10,000/-                     10,000/-

             Out of Pocket                                            5,000/-                           _

                                                                           85,000/-                      70,000/-        

                                                                       

2.   Balances due from companies under the same management within the meaning of sub-section (1B) of Section 370 of the Companies Act, 1956:

 

                        2006-2007                   2005-2006

                                                                                         (Rs.)                             (Rs.)

 

Escorts Securities Ltd.                                         4,39,63,462/-             4,48,43,931/-

 

Maximum Balance during the Year           4,94,33,540/-               4,48,43,931/-

 

3.      Some of the balances of Debtors and Creditors are subject to confirmation.


 

 

4.      Deferred Tax

 

The Breakup of Deferred Tax Asset/Liability as at March 31st, 2007 comprises of the following: -

___________________________________________________________________________

 

Particulars                                Deferred Tax                Charge /             Deferred Tax 

                                                      Assets/(Liabilities)   (Credit)        Assets/(Liabilities)

                                                          As at 1-4-2006              During the           As at 31-3-2007

                                                                                                    Year

             

            Assets

 

Leave Encashment                                129,021                         34,081                163,102

 

Gratuity                                                71,154                          21,005                  92,159                 

Prov. for Doubtful debts & Advance   37,025                 41,632                  78,657

 

 

Sub Total (a)                                     2,37,200                          96,718                 333,918     

 

            Liabilities

 

Depreciation/Amortisation                     (83,752)                       (84,904)             (168,656)

 

Deferred Revenue Expenditure        (5,41,534)             112,251            (429,283)

                       

______________________________________________________________________

Sub Total (b)                                    (6,25,286)                           27,347          (597,939)


 


Grand Total (a-b)                            (3,88,086)                         124,065             (264,021)


Brought Forward Long Term Capital Loss 6,784,490                                    -           6,784,490              

 

5.   Related Party Disclosures:

(as identified and certified by the management)

a)         List of Related Parties

 

i.          Under Common Control

(Domestic)

Escorts Construction Equipment Ltd., Escorts Automotive Ltd., Escorts Securities Ltd, Cellnext Solutions Ltd., Escorts Telecommunications Ltd., Escotoonz Entertainment Pvt.Ltd.

 

(Overseas)

Escorts Agri Machinery Inc., Farmtrac Tractors Europe Spolka  Z.O.O, Farmtrac North America LLC (USA), Beaver Creeks Holdings LLC.(USA)

 

ii.    Holding Company

Escorts Ltd.

 

iii.   Key Management Personnel

Mr. Lalit K. Khanna

 

       

b)         Related Party Transactions:


 Particulars                     Under Common             Holding Company      Key

Control                                                       Management

(Escorts Securities Ltd    Escorts Ltd.                  Personnel

      (Rs. in Lacs) )             (Rs. in Lacs)                (Rs. in Lacs)


 

Reimbursement of

Common Sharing                    28.04                    1.63                                   --

Expenses

 

Traveling Expenses                  ---                    ---                                            0.63

 

Balance as on

31st March 2007

Receivables                  439.63                     --                                       --

          Payables                            --                      5.97                                     --

 

6.   Previous Year’s figures have been regrouped / reclassified wherever considered necessary to make them comparable with the current year figures.

 

Signatures to Schedule A to L

 

As per our report of even date                                           

 

for Arun K. Garg & Associates                          

Chartered Accountants                              

 

 

 

Arun K. Garg                                                      

Partner                                                  Director                                                   Director

Membership No.: 84580

 

Place: New Delhi                                                                 Vipin Chawla

Dated: 05-09-2007

                                                     

                                                                                           Company Secretary